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4//SEC Filing

Wool Kyle Michael 4

Accession 0001213900-25-013023

CIK 0000012239other

View on SEC.gov Company Profile

Filed

Feb 11, 7:00 PM ET

Accepted

Feb 12, 4:58 PM ET

Size

17.5 KB

Accession

0001213900-25-013023

Insider Transaction Report

Form 4

Period: 2025-02-10

Dominari Holdings Inc.DOMH

Wool Kyle Michael

DirectorPresident10% Owner

Transactions

Purchase
Common Stock
2025-02-12+288,184→ 2,200,769 total
Purchase
Series A Warrants (right to buy)
2025-02-10+288,184→ 288,184 total
Exercise: $3.72From: 2025-02-12Exp: 2030-02-12→ Common Stock (288,184 underlying)
Purchase
Series B Warrants (right to buy)
2025-02-10+288,184→ 288,184 total
Exercise: $4.22From: 2025-02-12Exp: 2030-02-12→ Common Stock (288,184 underlying)

Holdings

Common Stock
(indirect: By Ms. Yu's Pension)
13,750
Common Stock
(indirect: By IRA)
24,000
Common Stock
(indirect: By LLC)
1,477
Common Stock
(indirect: By LLC)
1,476
Common Stock
(indirect: Wool c/f Alison Cottone UTMA/NY Age 18)
3,559
Common Stock
(indirect: By LLC)
1,477
Common Stock
(indirect: By IRA)
27,750

Director10% Owner

Transactions

Purchase
Common Stock
2025-02-12+288,184→ 2,200,769 total
Purchase
Series A Warrants (right to buy)
2025-02-10+288,184→ 288,184 total
Exercise: $3.72From: 2025-02-12Exp: 2030-02-12→ Common Stock (288,184 underlying)
Purchase
Series B Warrants (right to buy)
2025-02-10+288,184→ 288,184 total
Exercise: $4.22From: 2025-02-12Exp: 2030-02-12→ Common Stock (288,184 underlying)

Holdings

Common Stock
(indirect: By Ms. Yu's Pension)
13,750
Common Stock
(indirect: By IRA)
24,000
Common Stock
(indirect: By LLC)
1,477
Common Stock
(indirect: By LLC)
1,476
Common Stock
(indirect: Wool c/f Alison Cottone UTMA/NY Age 18)
3,559
Common Stock
(indirect: By LLC)
1,477
Common Stock
(indirect: By IRA)
27,750

Footnotes (8)

[F1]On February 10, 2025, Kyle Wool was purchased 288,184 shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47.
[F2]Of the 2,200,769 shares reported as beneficially owned directly, 958,780 shares are beneficially owned directly by Mr. Wool and 1,241,989 shares are beneficially owned directly by Ms. Yu.
[F3]The securities are directly held by Mr. Wool's SEP-IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the SEP-IRA, and as such, has voting and investment power over the shares held by the SEP-IRA.
[F4]The securities are directly held by Ms. Yu's pension, and they are indirectly held by Ms. Yu. Ms. Yu exercises control over the pension, and as such, has voting and investment power over the shares held by the pension.
[F5]The securities are directly held by Mr. Wool's Rollover IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA.
[F6]Mr. Wool is the sole member of Catatonk Creek, LLC and Tioga 22, LLC.
[F7]Mr. Wool controls this UTMA account until Ms. Cottone is 18 years old.
[F8]Ms. Yu is the sole member of Dongam, LLC.

Documents

1 file

4
ownership.xmlPrimary

Issuer

Dominari Holdings Inc.

CIK 0000012239

Entity typeother

Related Parties

1

filerCIK 0001856536

Filing Metadata

Form type: 4
Filed: Feb 11, 7:00 PM ET
Accepted: Feb 12, 4:58 PM ET
Size: 17.5 KB

View on SEC.gov