Wool Kyle Michael 4

4 · Dominari Holdings Inc. · Filed Feb 12, 2025

Form 4

Period: 2025-02-10

DirectorPresident10% Owner

Transactions

Purchase
Common Stock
2025-02-12+288,184→ 2,200,769 total
Purchase
Series A Warrants (right to buy)
2025-02-10+288,184→ 288,184 total
Exercise: $3.72From: 2025-02-12Exp: 2030-02-12→ Common Stock (288,184 underlying)
Purchase
Series B Warrants (right to buy)
2025-02-10+288,184→ 288,184 total
Exercise: $4.22From: 2025-02-12Exp: 2030-02-12→ Common Stock (288,184 underlying)

Holdings

Footnotes (8)

[F1]On February 10, 2025, Kyle Wool was purchased 288,184 shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47.
[F2]Of the 2,200,769 shares reported as beneficially owned directly, 958,780 shares are beneficially owned directly by Mr. Wool and 1,241,989 shares are beneficially owned directly by Ms. Yu.
[F3]The securities are directly held by Mr. Wool's SEP-IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the SEP-IRA, and as such, has voting and investment power over the shares held by the SEP-IRA.
[F4]The securities are directly held by Ms. Yu's pension, and they are indirectly held by Ms. Yu. Ms. Yu exercises control over the pension, and as such, has voting and investment power over the shares held by the pension.
[F5]The securities are directly held by Mr. Wool's Rollover IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA.
[F6]Mr. Wool is the sole member of Catatonk Creek, LLC and Tioga 22, LLC.
[F7]Mr. Wool controls this UTMA account until Ms. Cottone is 18 years old.
[F8]Ms. Yu is the sole member of Dongam, LLC.

Documents

1 file