Dominari Holdings Inc.·4

Feb 12, 5:03 PM ET

LEDWICK TIM S 4

4 · Dominari Holdings Inc. · Filed Feb 12, 2025

Insider Transaction Report

Form 4
Period: 2025-02-10
Transactions
  • Purchase

    Common Stock

    2025-02-10+8,64521,471 total
  • Purchase

    Series A Warrants (right to buy)

    2025-02-10+8,6458,645 total
    Exercise: $3.72From: 2025-02-12Exp: 2030-02-12Common Stock (8,645 underlying)
  • Award

    Common Stock

    2025-02-10+10,00031,471 total
  • Purchase

    Series B Warrants (right to buy)

    2025-02-10+8,6458,645 total
    Exercise: $4.22From: 2025-02-12Exp: 2030-02-12Common Stock (8,645 underlying)
Footnotes (2)
  • [F1]On February 10, 2025, the Reporting Person purchased shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47.
  • [F2]On February 10, 2025, the Reporting Person was granted 10,000 shares of restricted stock at $3.22 per share pursuant to the Company's 2022 Equity Incentive Plan.

Documents

1 file
  • 4
    ownership.xmlPrimary