KIRK RANDAL J 4

Accession 0001213900-25-024643

CIK 0001356090other

Filed

Mar 16, 8:00 PM ET

Accepted

Mar 17, 6:38 PM ET

Size

26.0 KB

Accession

0001213900-25-024643

Form 4

Period: 2025-03-13

DirectorChief Executive Officer10% Owner

Transactions

Exercise/Conversion
Common Stock
2025-03-14+174,825→ 64,779,510 total(indirect: by R.J. Kirk DOT)
Award
Common Stock
2025-03-13$1.74/sh+57,471$100,000→ 64,604,685 total(indirect: by. R.J. Kirk DOT)
Award
Option to Purchase Common Stock (Right to Buy)
2025-03-13+167,034→ 167,034 total(indirect: by R.J. Kirk DOT)
Exercise: $1.74From: 2025-03-13Exp: 2035-03-13→ Common Stock (167,034 underlying)
Award
Restricted Stock Units
2025-03-13+143,678→ 143,678 total(indirect: by R.J. Kirk DOT)
→ Common Stock (143,678 underlying)
Exercise/Conversion
Restricted Stock Units
2025-03-14−174,825→ 0 total(indirect: by R.J. Kirk DOT)
→ Common Stock (174,825 underlying)

Holdings

Footnotes (3)

[F1]Randal J. Kirk controls each of R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), Parkview 2020 Limited Partnership ("Parkview 2020"), JPK 2008 LLC ("JPK 2008"), JPK 2009 LLC ("JPK 2009"), JPK 2012 LLC ("JPK 2012"), MGK 2008 LLC ("MGK 2008"), MGK 2009 LLC ("MGK 2009"), MGK 2011 LLC ("MGK 2011"), ZSK 2008 LLC ("ZSK 2008"), ZSK 2009 LLC ("ZSK 2009"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), Kapital Joe, LLC ("Kapital Joe"), Lotus Capital (2000) Company, Inc. ("Lotus"), Sunset 2020 LLC ("Sunset 2020") and Third Security, LLC ("Third Security"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
[F2]Each restricted stock unit represents a contingent right to receive one (1) share of issuer common stock and shall vest on the one-year anniversary of the date of grant, subject to Mr. Kirk continuously providing services to the issuer or an affiliate from the date of grant until such time.
[F3]Each restricted stock unit represents a contingent right to receive one (1) share of issuer common stock. The restricted stock units were granted on March 14, 2024 and vested in their entirety on the one-year anniversary of the date of grant.

Documents

1 file

PRECIGEN, INC.

CIK 0001356090

Entity typeother