CHEN THOMAS C 4
4 · NEONC TECHNOLOGIES HOLDINGS, INC. · Filed May 19, 2025
Insider Transaction Report
Form 4
CHEN THOMAS C
DirectorCEO10% Owner
Transactions
- Purchase
Common Stock
2025-05-12$7.00/sh+400$2,800→ 546,200 total
Holdings
- 220,787(indirect: By LLC)
Common Stock
- 2,833,961(indirect: By Partnership)
Common Stock
- 888,148(indirect: By NeuCen Biomedical Co. Ltd.)
Common Stock
- 93,253(indirect: By Trust)
Common Stock
Footnotes (4)
- [F1]Includes shares of common stock held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest, if any, therein.
- [F2]Such shares represent only Reporting Person's percentage interest in HCWG LLC.
- [F3]Shares held by NeuCen Biomedical Co. Ltd. ("NeuCen"). NeuCen is owned in part by Reporting Person's spouse. Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest, if any, therein.
- [F4]Shares held by T. R. Chen Third Family Limited Partnership, a NV limited partnership, of which Reporting Person and his spouse are the general partners with sole voting and dispositive power. Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest, if any, therein.