4//SEC Filing
Gottschalk Max 4
Accession 0001213900-25-081904
CIK 0001849221other
Filed
Aug 27, 8:00 PM ET
Accepted
Aug 28, 5:45 PM ET
Size
12.3 KB
Accession
0001213900-25-081904
Insider Transaction Report
Form 4
Gottschalk Max
Director10% Owner
Transactions
- Award
Common Stock
2025-08-26+521,802→ 574,722 total - Award
Restricted Stock Units
2025-08-26+130,451→ 130,451 totalExercise: $0.00→ Common Stock (130,451 underlying)
Holdings
- 316,600(indirect: By Spouse)
Common Stock
- 2,064,447(indirect: By Joachim Gottschalk & Associates Ltd.)
Common Stock
- 3,479,491(indirect: By Fermain Limited)
Common Stock
- 344,797(indirect: By Joachim Gottschalk & Associates Ltd.)
Series AA Preferred Stock
Footnotes (8)
- [F1]Restricted stock units ("RSUs") granted pursuant to Issuer's 2021 Equity Incentive Plan, as amended. Such RSUs are common stock equivalents and represent a contingent right to receive common stock of Issuer upon vesting.
- [F2]Such RSUs vested immediately upon grant.
- [F3]Fermain Limited ("Fermain") is controlled by Reporting Person and his spouse, Jane Gottschalk, who share voting and dispositive control over Fermain's shares with no single person controlling investment or voting decisions with respect to such shares. Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, if any. Inclusion of shares owned by Fermain shall not be deemed an admission that the Reporting Person is a beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended..
- [F4]Shares owned by Reporting Person's spouse Jane Gottschalk. Reporting Person and his spouse each share voting and dispositive control over the shares of common stock beneficially owned by the other.
- [F5]The Gottschalk Family Trust is the 100% owner of Joachim Gottschalk & Associates Ltd. and Credit Suisse Trust Limited is the Trustee of the Gottschalk Family Trust. Credit Suisse Trust Limited takes direction from the Reporting Person's Spouse, as a beneficiary of the Gottschalk Family Trust. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").
- [F6]Such RSUs are tied to satisfaction of certain performance criteria (other than the price of Issuer's common stock). Reporting Person may acquire shares of Issuer's common stock to the extent that the performance criteria are satisfied.
- [F7]Not applicable. See footnote 6.
- [F8]See footnote 6.
Documents
Issuer
Perfect Moment Ltd.
CIK 0001849221
Entity typeother
Related Parties
1- filerCIK 0002009228
Filing Metadata
- Form type
- 4
- Filed
- Aug 27, 8:00 PM ET
- Accepted
- Aug 28, 5:45 PM ET
- Size
- 12.3 KB