|4Nov 24, 5:31 PM ET

Gebbia Richard 4

4 · SIEBERT FINANCIAL CORP · Filed Nov 24, 2025

Insider Transaction Report

Form 4
Period: 2025-11-20
Transactions
  • Gift

    Common Stock, $0.01 par value per share

    2025-11-20+13,000574,273 total(indirect: See Footnote)
  • Other

    Common Stock, $0.01 par value per share

    2025-11-2013,000561,273 total(indirect: See Footnote)
Holdings
  • Common Stock, $0.01 par value per share

    3,078,127
  • Common Stock, $0.01 par value per share

    (indirect: Control Group)
    16,813,323
Footnotes (3)
  • [F1]The Reporting Person owns 3,078,127 shares of Issuer common stock.
  • [F2]The Reporting Person's minor family member was gifted 13,000 shares of Issuer common stock, resulting in a net increase of 13,000 shares of Issuer common stock to the Reporting Person's indirect ownership. The Reporting Person's family member transferred 13,000 shares of Issuer common stock to a limited liability company owned by various family members, resulting in a net decrease of 13,000 shares of Issuer common stock to the Reporting Person's indirect ownership. Various family members included in the Reporting Person's indirect ownership own 561,273 shares of Issuer common stock. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.
  • [F3]The Reporting Person is part of a control group consisting of family members of the Reporting Person. The Gebbia Living Trust, a member of the control group, gifted 128,000 shares of Issuer common stock to family members included and not included in the control group, and subsequent transactions resulted in a net decrease of 128,000 shares of issuer common stock to the control group. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.

Documents

1 file
  • 4
    ownership.xmlPrimary