Dominari Holdings Inc.·4

Dec 5, 8:56 PM ET

Devall Christopher Franklin 4

4 · Dominari Holdings Inc. · Filed Dec 5, 2025

Insider Transaction Report

Form 4
Period: 2025-12-03
Transactions
  • Sale

    Common Stock

    2025-12-03$4.22/sh40,000$168,604370,702 total
  • Sale

    Common Stock

    2025-12-04$4.21/sh40,000$168,548330,702 total
  • Sale

    Common Stock

    2025-12-05$3.82/sh140,000$534,254190,702 total
Footnotes (3)
  • [F1]The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.10 to $4.30. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within this range. The shares were sold primarily for purposes of satisfying tax obligations related to the grant of 351,851 shares of the Issuer's common stock to the Reporting Person on February 10, 2025.
  • [F2]The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.15 to $4.27. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within this range. The shares were sold primarily for purposes of satisfying tax obligations related to the grant of 351,851 shares of the Issuer's common stock to the Reporting Person on February 10, 2025.
  • [F3]The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.75 to $4.17. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within this range. The shares were sold primarily for purposes of satisfying tax obligations related to the grant of 351,851 shares of the Issuer's common stock to the Reporting Person on February 10, 2025.

Documents

1 file
  • 4
    ownership.xmlPrimary