Perfect Moment Ltd.·4

Jan 20, 9:03 PM ET

Epstein Adam Zachary 4

4 · Perfect Moment Ltd. · Filed Jan 20, 2026

Insider Transaction Report

Form 4
Period: 2026-01-15
Transactions
  • Other

    Series AA Preferred Stock

    [F1][F2]
    2026-01-1577,5800 total(indirect: By Blue Opportunity Fund, LP)
  • Other

    Common Stock

    [F3][F4][F2]
    2026-01-15+961,093961,093 total(indirect: By Blue Opportunity Fund, LP)
  • Other

    Series AA Preferred Stock

    [F5][F6]
    2026-01-1560,3400 total(indirect: By MAZE Focus Fund LP)
  • Other

    Common Stock

    [F7][F4][F6]
    2026-01-15+747,517747,517 total(indirect: By MAZE Focus Fund LP)
Footnotes (7)
  • [F1]Conversion of shares of preferred stock of Issuer held directly by Blue Opportunity Fund LP ("Blue"), which was automatically convertible into shares of common stock of Issuer pursuant to the provisions of the Certificate of Designation of the 12% Series AA Convertible Preferred Stock, as amended.
  • [F2]Reporting Person is the managing member of MAZE Investments LLC, which is the general partner of Blue, and has sole investment and dispositive power over such shares. Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest, if any, therein.
  • [F3]Shares acquired pursuant to the automatic conversion of 12% Series AA Convertible Preferred Stock. See also footnotes 1 and 4.
  • [F4]The 12% Series AA Convertible Preferred Stock automatically converted into common stock at the original purchase price of the Series AA Preferred Stock divided by $0.46822 for a conversion rate of $12.388 per share.
  • [F5]Conversion of shares of preferred stock of Issuer held directly by MAZE Focus Fund LC ("Focus"), which was automatically convertible into shares of common stock of Issuer pursuant to the provisions of the Certificate of Designation of the 12% Series AA Convertible Preferred Stock, as amended.
  • [F6]Reporting Person is the managing member of MAZE Investments LLC, which is the general partner of Focus, and has sole investment and dispositive power over such shares. Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest, if any, therein.
  • [F7]Shares acquired pursuant to the automatic conversion of 12% Series AA Convertible Preferred Stock. See also footnotes 5 and 4.
Signature
/s/ Adam Epstein|2026-01-20

Documents

1 file
  • 4
    marketforms-71901.xmlPrimary

    PRIMARY DOCUMENT