Tompkins Mark N. 4

What Happened
Mark N. Tompkins, a reported 10% owner of Aeluma, Inc. (ALMU), sold a total of 105,000 shares in open‑market or private sales between January 20–22, 2026 for aggregate proceeds of approximately $2,009,667. The filing lists eight disposals (by date, shares, weighted‑average price, proceeds):

• 2026-01-20: 29,112 shares @ $20.66 — $601,454
• 2026-01-20: 888 shares @ $21.58 — $19,163
• 2026-01-21: 30,328 shares @ $18.52 — $561,675
• 2026-01-21: 12,947 shares @ $19.30 — $249,877
• 2026-01-21: 1,715 shares @ $20.44 — $35,055
• 2026-01-21: 10 shares @ $21.24 — $212
• 2026-01-22: 29,038 shares @ $18.05 — $524,136
• 2026-01-22: 962 shares @ $18.81 — $18,095

These were all sales (code S). Sales are typically routine disposition of holdings and do not by themselves indicate the insider’s view of the company’s prospects.

Key Details

• Transaction dates: January 20, 21 and 22, 2026. Aggregate proceeds ≈ $2.01 million. Total shares sold = 105,000.
• Shares owned after the transactions: Not specified in the materials provided.
• Footnotes: The filing includes multiple footnotes (F1–F7) stating the reported prices are weighted‑average sales prices and that the shares were sold in multiple transactions at prices within specified ranges (examples: $20.41–$21.40, $18.00–$18.98, etc.). The reporting person offers to provide a full breakdown of the number of shares sold at each separate price upon request.
• Filing timeliness: Form filed Jan 22, 2026 covering trades through Jan 22; no lateness flag was provided in the supplied data.

Context

• As a 10% owner (not identified here as an executive role), these transactions reflect a large stakeholder selling shares. That is different from a small insider purchase, which some investors view as a stronger bullish signal.
• No option exercises, awards, or gifts are reported here — only outright sales.