Profusa, Inc.·4

Jan 30, 4:27 PM ET

STOVER JACK E 4

Research Summary

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Profusa (PFSA) Director Jack Stover Receives Stock & Warrants

What Happened

  • Jack E. Stover, a director of Profusa, Inc. (PFSA), was the recipient of a pro rata distribution on January 26, 2026. The filing reports acquisition of 553,665 shares of common stock (price N/A) and 380,280 warrants to purchase common stock at $0.00 (derivative acquisition). The distribution was made for no consideration by NorthView Sponsor I LLC to the sponsor’s members.

Key Details

  • Transaction date: 2026-01-26 (reported on Form 4 filed 2026-01-30).
  • Transaction codes: reported as "J" (other acquisition/disposition) for both items.
  • Shares/warrants received: 553,665 common shares; 380,280 warrants (warrants reported at $0.00).
  • Consideration: distribution was for no consideration per the filing footnote.
  • Footnote: F1 — distribution for no consideration by NorthView Sponsor I LLC to the reporting person of the listed shares and warrants (pro rata distribution of issuer securities held by the Sponsor).
  • Shares owned after transaction: not specified in the information provided in this summary.
  • Filing timeliness: Form 4 was filed four days after the transaction (Jan 30 filing for Jan 26 transaction); this appears later than the standard two-business-day filing window for Form 4s.

Context

  • This was a non-market distribution from the Sponsor, not an open-market purchase or an option exercise. Warrants acquired at $0.00 represent a derivative right to buy stock under the warrant terms; they are not immediate cash value unless exercised or sold. Distributions like this reflect ownership allocation by the Sponsor and do not, by themselves, indicate the insider’s trading view of the company.