NorthView Sponsor I, LLC 4
Research Summary
AI-generated summary
Profusa (PFSA) 10% Owner Distributes Shares, Receives Warrants
What Happened
- NorthView Sponsor I, LLC, a 10% owner of Profusa, distributed 4,743,750 shares of common stock and, in connection with the same pro rata distribution, received 5,162,500 warrants to purchase common stock. The distribution of shares was for no consideration and the warrants were reported as acquired with an exercise/ acquisition price of $0 (derivative).
- This was not an open-market buy or sale by an executive; it was a reallocation of securities held by the Sponsor to its members. No cash changed hands in the reported transactions.
Key Details
- Transaction date: January 26, 2026
- Transactions reported: disposition (distribution) of 4,743,750 common shares; acquisition of 5,162,500 warrants (derivative) at $0.00
- Footnote: The filing explains these events were a pro rata distribution by the Sponsor to its members (no consideration) of (i) 4,743,750 shares and (ii) 5,162,500 warrants.
- Shares owned after transaction: not specified in the provided filing summary
- Filing date: February 2, 2026 — this was filed more than the typical 2 business days after the transaction date; investors may want to note the delayed reporting.
Context
- This was an institutional/unit-holder redistribution by a 10% owner, not an insider buying or selling based on company outlook; such distributions are administrative and do not necessarily indicate management sentiment.
- The warrants are derivatives (rights to buy shares later); being acquired at $0 here reflects their distribution as part of the Sponsor’s pro rata allocation, not a purchased investment.