LEDWICK TIM S 4

What Happened
Tim S. Ledwick, Chief Financial Officer of Dominari Holdings, was granted 316,346 shares of restricted stock on January 9, 2026 (transaction code A — award/grant). The filing lists no purchase price and does not state a total dollar value, so the monetary value is not provided in the Form 4.

Key Details

• Transaction date: January 9, 2026 (reported on Form 4 filed March 25, 2026).
• Transaction type/code: Award/grant of restricted stock (Code A).
• Shares granted: 316,346 restricted shares. Price: N/A (no cash purchase).
• Shares owned after transaction: Not disclosed in the filing.
• Vesting/conditions: Shares vest on the earlier of (a) September 30, 2026, or (b) occurrence of an "Acceleration Event" — defined to include a Change in Control, termination by the company other than for Cause, resignation for Good Reason, or death/total disability.
• Timeliness: The Form 4 was filed March 25, 2026 for a January 9, 2026 grant — this is a late filing relative to the SEC’s typical two-business-day Form 4 deadline; late filings reduce public timeliness of insider disclosures.

Context
Restricted stock awards are grants subject to vesting conditions and are not open-market purchases or sales; they increase reported insider ownership only as shares vest (or immediately, if shares are unrestricted). The grant may be part of compensation or retention incentives; the filing provides mechanics (vesting and acceleration) but does not indicate any sale or market-directional signal.