Solomon Kenneth A 4

What Happened

• Kenneth A. Solomon, a director of LiveOne, Inc. (LVO), was granted 22,266 restricted stock units (RSUs) on March 2, 2026. The award is recorded as an acquisition (award/grant, code A) at $0.00 per unit in the Form 4 (derivative award); the filing does not state a cash value for the grant. This is a compensation award (director fees) rather than an open-market purchase or sale.

Key Details

• Transaction date: March 2, 2026 (Form 4 filed March 30, 2026 — appears to be outside the standard 2-business-day reporting window).
• Award: 22,266 RSUs (each RSU is a contingent right to one share of common stock or cash).
• Vesting: RSUs shall vest on March 31, 2026, subject to Solomon’s continued service on the board through that date.
• Settlement: The Board will determine payout form (cash and/or stock); the reporting person may elect to defer settlement until earlier of leaving the board or up to five years from vesting.
• Shares owned following the transaction: not specified in the filing.

Context

• RSU grants to directors are routine compensation for board service and do not necessarily reflect the director’s view on the company’s near-term stock performance. These RSUs are derivative awards that convert to shares or cash upon vesting and are contingent on continued board service. The late filing may be noteworthy for compliance/timeliness but does not change the nature of the award.