TOPOREK MICHAEL 4

What Happened Michael Toporek, a director of Capstone Holding Corp. (CAPS), received a grant of 356,250 restricted stock units (RSUs) on March 30, 2026. The grant is reported as a derivative award at $0.65 per share, for a total reported value of $231,206. This is an award/grant transaction (code A), not an open-market purchase or sale.

Key Details

• Transaction date: March 30, 2026; Form 4 filed April 1, 2026 (within the typical 2-business-day reporting window).
• Grant details: 356,250 RSUs @ $0.65 per share; total reported value $231,206.
• Vesting: RSUs vest in full on March 30, 2029, subject to Mr. Toporek’s continued service (see footnote).
• Shares owned after transaction: not specified in the provided filing.
• Transaction type: Derivative award of RSUs (code A). No immediate cash received or open-market activity.

Context RSUs are a form of deferred compensation that convert to actual shares only upon vesting; they do not represent immediately tradable common stock. Such awards are common for directors and serve as long-term incentives tied to continued service. This filing is informational and does not, by itself, indicate a buy or sell sentiment.