Baker Bridget 4

What Happened

• Bridget Baker, a director of LiveOne, had 21,153 vested Restricted Stock Units (RSUs converted into common stock) settled on March 31, 2026. The filing shows the RSUs converted/settled (derivative code M) resulting in delivery of 21,153 shares. The reported per-share amount is $0.00 (no cash purchase); this was compensation, not an open-market purchase or sale.

Key Details

• Transaction date: 2026-03-31; Form 4 filed 2026-04-02 (appears timely under the two-business-day rule).
• Transaction type: Exercise/conversion of derivative (M) — settlement of vested RSUs.
• Shares received: 21,153; reported price: $0.00 (settlement as compensation).
• Shares owned after transaction: Not specified in the provided filing excerpt.
• Footnotes: F1 — RSUs convert one-for-one into common stock. F2 — These RSUs vested and were settled as director fees for service from Oct 1, 2024 to Sep 30, 2025.

Context

• This was a compensation settlement (vesting of director RSUs), a routine corporate action that increases insider share holdings but does not represent an active market buy or sell. Such awards are common for board service and should be interpreted as compensation rather than a direct signal of insider market sentiment.