New Jason Griffin 4

What Happened

• Jason Griffin, a director of FORUM MARKETS, was granted 241,918 restricted stock units (RSUs) on April 2, 2026. The grant is reported as an award (code A) at $0.00 per share (total $0 at grant). This is a compensation award rather than an open-market purchase or sale.

Key Details

• Transaction date: 2026-04-02; Form 4 filed: 2026-04-03 (timely filing).
• Transaction type/code: Award/Grant (A).
• Shares granted: 241,918 RSUs; grant price: $0.00; reported value at grant: $0.
• Shares owned after transaction: Not disclosed in the provided filing excerpt.
• Footnote F1: 41,918 RSUs vest in full on the date of the Company’s 2026 Annual Meeting (subject to continued service). The remaining 200,000 RSUs vest in two equal tranches: half at the 2026 Annual Meeting and half on the first anniversary of the grant date (each tranche subject to continued service).
• Footnote F2: The filing also includes a footnote concerning a reporting person named “New,” noting deemed ownership via New Island Capital LLC; this note refers to that individual’s relationship with the entity and is separate from Griffin’s RSU award.

Context

• RSUs are restricted and generally convert to shares only as they vest; they are not immediately tradable at grant. Vesting schedules determine when Griffin will actually receive shares (and typically when tax events occur).
• Awards like this are common executive/board compensation and do not, by themselves, signal an insider buying or selling the company’s stock.