Heshmatpour Amir F 4
4 · NEONC TECHNOLOGIES HOLDINGS, INC. · Filed Apr 9, 2026
Research Summary
AI-generated summary of this filing
NEONC (NTHI) 10% Owner Amir F. Heshmatpour Buys Stock
What Happened
Amir F. Heshmatpour, a reported 10% owner of NEONC Technologies Holdings, Inc. (NTHI), made open-market purchases totaling 15,000 shares. He bought 10,000 shares on 2026-04-08 at $5.61 per share ($56,050) and 5,000 shares on 2026-04-09 at $5.19 per share ($25,950), for a combined cash outlay of $82,000. These transactions were purchases (not sales), which some investors view as a positive signal but do not by themselves prove future performance.
Key Details
- Transaction dates and prices:
- 2026-04-08: 10,000 shares @ $5.61 = $56,050
- 2026-04-09: 5,000 shares @ $5.19 = $25,950
- Total acquired: 15,000 shares for $82,000.
- Filing: Form 4 filed with the SEC on 2026-04-09 (reporting the 2026-04-08/04-09 transactions).
- Shares owned after transaction: Not specified in the provided excerpt of the filing.
- Notable footnotes from the filing:
- F1/F2: Purchases on the same date may have occurred at different prices; a weighted average price is reported for some lots (range noted $5.57–$5.64 for one lot).
- F3–F6: Several holdings are held through family members and affiliated LLCs (some interests disclaimed by Heshmatpour except for pecuniary interest); Heshmatpour is sole member/manager of AFH Holding & Advisory, LLC.
- No indication in the excerpt of a 10b5‑1 plan, option exercise, gift, or tax-withholding event.
Context
As a 10% owner, Heshmatpour is a significant shareholder but not necessarily an executive; purchases by insiders or large holders can be informative to retail investors, but they should be considered alongside company fundamentals and other news. The filing is a straightforward disclosure of open-market purchases rather than derivative transactions or awards.
Insider Transaction Report
- Purchase
Common Stock
[F1][F2][F3]2026-04-08$5.61/sh+10,000$56,050→ 3,027,000 total - Purchase
Common Stock
[F3]2026-04-09$5.19/sh+5,000$25,950→ 3,032,000 total
- 256,120(indirect: By LLC)
Common Stock
[F4] - 550,000(indirect: By LLC)
Common Stock
[F5] - 3,714,020(indirect: By LLC)
Common Stock
[F6]
Footnotes (6)
- [F1]The aggregate number of shares (the "Shares") of common stock of Issuer purchased by the Reporting Person on the same date at different prices.
- [F2]Represents the weighted average purchase price. The Shares were purchased at prices ranging from $5.57 to $5.64 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request.
- [F3]Includes 275,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein.
- [F4]Such shares represent only Reporting Person's proportionate interest in HCWG LLC.
- [F5]Such shares are held by KIG LLC of which Reporting Person's spouse is the sole member. Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest, if any, therein.
- [F6]Reporting Person is the sole member and manager of AFH Holding & Advisory, LLC.