Heshmatpour Amir F 4

What Happened
Amir F. Heshmatpour, a reported 10% owner of NEONC Technologies Holdings, Inc. (NTHI), made open-market purchases totaling 15,000 shares. He bought 10,000 shares on 2026-04-08 at $5.61 per share ($56,050) and 5,000 shares on 2026-04-09 at $5.19 per share ($25,950), for a combined cash outlay of $82,000. These transactions were purchases (not sales), which some investors view as a positive signal but do not by themselves prove future performance.

Key Details

• Transaction dates and prices:
  • 2026-04-08: 10,000 shares @ $5.61 = $56,050
  • 2026-04-09: 5,000 shares @ $5.19 = $25,950
• Total acquired: 15,000 shares for $82,000.
• Filing: Form 4 filed with the SEC on 2026-04-09 (reporting the 2026-04-08/04-09 transactions).
• Shares owned after transaction: Not specified in the provided excerpt of the filing.
• Notable footnotes from the filing:
  • F1/F2: Purchases on the same date may have occurred at different prices; a weighted average price is reported for some lots (range noted $5.57–$5.64 for one lot).
  • F3–F6: Several holdings are held through family members and affiliated LLCs (some interests disclaimed by Heshmatpour except for pecuniary interest); Heshmatpour is sole member/manager of AFH Holding & Advisory, LLC.
• No indication in the excerpt of a 10b5‑1 plan, option exercise, gift, or tax-withholding event.

Context
As a 10% owner, Heshmatpour is a significant shareholder but not necessarily an executive; purchases by insiders or large holders can be informative to retail investors, but they should be considered alongside company fundamentals and other news. The filing is a straightforward disclosure of open-market purchases rather than derivative transactions or awards.