RILEY BRYANT R 4

What Happened Bryant R. Riley, a reported 10% owner of BRC Group Holdings, had 17,059 shares of RILY withheld by the company on April 13, 2026 to satisfy tax withholding obligations tied to the vesting of restricted stock units. The withholding was executed at $7.23 per share, for a total value of approximately $123,337. This was an administrative tax-withholding disposition (transaction code F), not an open-market sale.

Key Details

• Transaction date: 2026-04-13; Filing date (Form 4): 2026-04-15 (filed shortly after the transaction).
• Price and value: 17,059 shares withheld at $7.23/share → ~$123,337 remitted for taxes.
• Shares owned after transaction: Not specified in the provided excerpt of the filing.
• Relevant footnotes:
  • F1: Shares were withheld and remitted to pay taxes on RSUs granted Feb 24, 2023 and Mar 4, 2024.
  • F2–F6: Some shares are held directly or jointly with spouse and in UTMA custodial accounts for the Reporting Person’s children.
  • F7: Some holdings are in a 401(k) profit-sharing plan FBO the reporting person.
  • F8: The reporting person disclaims beneficial ownership except for pecuniary interest.
• Transaction code: F (tax withholding on vesting), indicating a routine administrative withholding rather than a discretionary sale.

Context Tax-withholding dispositions like this are common when restricted stock units vest; the company retains (withholds) shares and remits them to tax authorities on the insider’s behalf. Such transactions are administrative and generally do not signal a change in the insider’s view of the company’s prospects. Because the filer is a 10% owner, the filing discloses various ownership vehicles (joint holdings, custodial accounts, retirement plan) and includes a standard disclaimer of broader beneficial ownership.