Heshmatpour Amir F 4
Research Summary
AI-generated summary
NEONC (NTHI) 10% Owner Amir Heshmatpour Buys 10,000 Shares
What Happened
Amir Heshmatpour, identified as a 10% owner of NEONC Technologies Holdings, Inc. (NTHI), reported a purchase of 10,000 shares on 2026-05-01 at $4.16 per share, for a total cash outlay of $41,592. The transaction is coded P (purchase) — an outright buy of common shares rather than a derivative or option exercise.
Key Details
- Transaction date and price: 2026-05-01 — 10,000 shares at $4.16 each (total $41,592).
- Filing date: Form 4 filed 2026-05-04 (within the SEC two-business-day reporting window for a May 1 trade).
- Shares owned after transaction: Not specified in the summary provided.
- Footnotes included in the filing:
- F1: 275,000 shares held by certain immediate family members; reporting person disclaims beneficial ownership except to extent of pecuniary interest.
- F2: Some shares represent the reporting person’s proportionate interest in HCWG LLC.
- F3: Some shares are held by KIG LLC (spouse is sole member); reporting person disclaims beneficial ownership except to extent of pecuniary interest.
- F4: Reporting person is sole member/manager of AFH Holding & Advisory, LLC.
- Transaction type: Open-market/private purchase (P); not a gift, award, or option exercise.
Context
As a 10% owner, Heshmatpour is a significant shareholder required to report trades; purchases can be viewed as more informative than routine sales but do not, by themselves, indicate motive. The filing shows holdings are partly held through family members and entities, with disclaimers of beneficial ownership in some cases.