ROSENTHAL SAUL B 4

What Happened
Saul B. Rosenthal, President and COO of Oxford Square Capital Corp. (OXSQ), purchased 144,703 shares on May 20, 2026. The transaction is reported as a purchase (code P) with a weighted-average price of $1.15 per share, for an aggregate reported cost of $166,654. The filing describes the buys as open-market or private purchases.

Key Details

• Transaction date: 2026-05-20; Filed with the SEC: 2026-05-21 (filed next day).
• Price: weighted average $1.15; individual trades ranged from $1.06 to $1.17. Reporting person will provide per-trade breakdown upon request (footnote).
• Shares reported acquired: 144,703 (reported number reflects Mr. Rosenthal’s 50% pecuniary interest—see below).
• Ownership after transaction: not specified in this filing.
• Notable footnotes:
  • F1: Shares were purchased into a joint tenants in common account; Rosenthal holds a 50% pecuniary interest and the reported figure reflects only his 50% share. Jonathan H. Cohen (CEO/director) holds the other 50% interest.
  • F2: Price is a weighted average across multiple trades ($1.06–$1.17); detailed breakdown available on request.
  • F3: Some shares are held by Oxford Funds, LLC, which may be deemed beneficially owned by Mr. Rosenthal due to his ownership interest therein.

Context
This was a direct purchase by an executive, which investors often watch as a sign of insider buying interest, but it does not by itself indicate future performance. The filing shows the transaction was reported promptly (filed the next day) and clarifies the purchased shares were recorded as Rosenthal’s 50% interest in a joint account with the CEO.