Dominari Holdings Inc.·4

Jul 6, 4:15 PM ET

Haug Kyle 4

4 · Dominari Holdings Inc. · Filed Jul 6, 2026

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Dominari (DOMH) Director Kyle Haug Receives Stock Option Award

What Happened Kyle Haug, a director of Dominari Holdings Inc. (DOMH), received a grant of stock options to purchase 20,000 shares of common stock on July 1, 2026. The Form 4 records this as an award (derivative instrument); no exercise price or immediate cash value is reported, and the options become exercisable on July 1, 2027. This is an award/compensation event, not an open-market purchase or sale.

Key Details

  • Transaction date: July 1, 2026 (reported on Form 4 filed July 6, 2026).
  • Security/amount: Stock options to acquire 20,000 shares (derivative award).
  • Price / value: Exercise price and total value not reported on the Form 4 (listed as N/A).
  • Exercisability: Options are exercisable on July 1, 2027 (per footnote F1) under the 2022 Equity Incentive Plan.
  • Shares owned after transaction: Not disclosed in this filing.
  • Filing timeliness: Form shows transaction on 7/1/2026 and was filed 7/6/2026; this appears to miss the SEC’s two-business-day Form 4 deadline and may be a late filing.

Context Option grants like this are typically part of director compensation and do not involve immediate purchase or sale of shares. They give the holder the right to buy stock in the future (here, beginning 7/1/2027); unless exercised and sold later, they do not directly change market holdings or signal an immediate liquidity event.

Insider Transaction Report

Form 4
Period: 2026-07-01
Haug Kyle
Director
Transactions
  • Award

    Stock Option (right to buy)

    [F1]
    2026-07-01+20,00020,000 total
    Exercise: $3.05From: 2027-07-01Exp: 2036-07-01Common Stock (20,000 underlying)
Footnotes (1)
  • [F1]On July 1, 2026, the Reporting Person was granted stock options to purchase 20,000 shares of common stock of Dominari Holding Inc. pursuant to the 2022 Equity Incentive Plan. The granted stock options are exercisable on July 1, 2027.
Signature
/s/ Kyle Haug|2026-07-06

Documents

1 file
  • 4
    ownership.xmlPrimary