LEDWICK TIM S 4

What Happened

• Tim S. Ledwick, Chief Financial Officer of Dominari Holdings Inc. (DOMH), was granted stock options covering 20,000 shares on July 1, 2026. The options are reported as an award (transaction code A) and are derivatives — no exercise price or immediate cash value is listed in the Form 4.
• The grant is pursuant to Dominari’s 2022 Equity Incentive Plan. The options become exercisable on July 1, 2027 (one year after the grant). Because this is a grant of options (not a purchase or sale of underlying shares), it is a compensation award rather than a direct market purchase.

Key Details

• Transaction date: July 1, 2026 (Form 4 filed July 6, 2026).
• Security: stock options to purchase 20,000 shares (derivative award, transaction code A).
• Exercise price / total value: Not disclosed in the filing (listed as N/A).
• Vesting/exercise: Options exercisable beginning July 1, 2027 per the footnote.
• Shares owned after transaction: Not stated on the Form 4.
• Footnote: Grant made under the 2022 Equity Incentive Plan.
• Timeliness: Form 4 was filed July 6, 2026. Form 4s are generally required within two business days of the transaction, so this filing appears later than the standard reporting window.

Context

• Option grants are commonly used as compensation and do not necessarily signal the insider’s intent to buy or sell stock. These options must be exercised after they become exercisable (here, starting 07/01/2027) before the insider would acquire the underlying shares.
• Because the exercise price and value were not reported, there’s no immediate market-value figure to assess. This is a standard equity award disclosure rather than an outright purchase or sale.