CASAZZA ANDREW F 4

What Happened Andrew F. Casazza, Chief Corporate Officer of New ERA Energy & Digital, Inc. (NUAI), received a grant of 400,000 restricted stock units (RSUs) on April 28, 2026. The award was reported as an acquisition at $0.00 per share (i.e., no cash was paid). These RSUs do not represent immediately vested shares and will convert to shares only as they vest.

Key Details

• Transaction date: April 28, 2026; Filing date (Form 4): July 8, 2026 (late filing).
• Award: 400,000 restricted stock units; reported acquisition price: $0.00.
• Vesting: RSUs vest in equal installments on the first business day of each calendar month beginning April 28, 2026, over four years (48 monthly installments), subject to continued employment.
• Shares owned after transaction: Not disclosed in the filing.
• Late filing note: The report was not timely due to a delay in issuance of EDGAR access codes per the filing footnote.

Context This was a grant of restricted stock units (an award), not an open-market purchase or sale. RSUs typically vest over time and become actual shares only upon vesting, so this grant does not indicate an immediate purchase or sale of stock. The late filing is administrative (EDGAR access delay) as disclosed; it does not change the nature of the award.