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8-KAccepted Jul 31, 4:06 PM ET

Rocket One Inc. Increases ATM Equity Offering Capacity by $5.26M

RKTORocket One Inc.

Accepted (ET)

4:06 PM

Jul 31, 2026

Filed

Jul 31, 2026

Documents

13

Size

225.1 KB

Summary

Rocket One Inc. Increases ATM Equity Offering Capacity by $5.26M

Updated

What Happened

  • On July 31, 2026, Rocket One Inc. announced it increased the maximum aggregate offering price of common stock issuable under its At The Market (ATM) Sales Agreement with H.C. Wainwright & Co., LLC by up to $5,257,000. The Sales Agreement (dated November 8, 2024) covers common stock, par value $0.0001 per share.
  • The company noted this new capacity is in addition to approximately $13,557,905 of common stock already sold under the Sales Agreement. Rocket One also filed a prospectus supplement and included a legal opinion from Sheppard Mullin Richter & Hampton LLP as Exhibit 5.1.

Key Details

  • Date filed: July 31, 2026 (Form 8‑K, Item 8.01).
  • Increase in ATM capacity: $5,257,000 (additional to prior $13,557,905 sold).
  • Sales agent: H.C. Wainwright & Co., LLC; original Sales Agreement dated November 8, 2024.
  • Legal opinion regarding the newly issuable shares is included as Exhibit 5.1.

Why It Matters

  • This action gives Rocket One more flexibility to raise capital by selling shares into the open market over time (an ATM offering), which can help fund operations or growth without arranging a single large equity financing.
  • For investors, it signals potential future share issuance (dilution risk) if the company uses the new capacity, but it does not itself change operations or management. The filing does not include earnings or executive changes.

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