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8-KAccepted Aug 20, 5:27 PM ET

Oxford Square Capital Corp. Reports Annual Meeting Voting Results

OXSQOxford Square Capital Corp.

Accepted (ET)

5:27 PM

Aug 20, 2026

Filed

Aug 20, 2026

Documents

12

Size

245.2 KB

Summary

Oxford Square Capital Corp. Reports Annual Meeting Voting Results

Updated

What Happened Oxford Square Capital Corp. filed an 8-K on August 20, 2026 reporting the results of its Annual Meeting of Stockholders. The Board fixed June 30, 2026 as the record date; 105,058,242 shares were entitled to vote and a quorum was present. Stockholders elected two director nominees—Steven P. Novak and Charles M. Royce—to three-year terms expiring at the 2029 Annual Meeting, and ratified Ernst & Young LLP as the company’s independent registered public accounting firm for the fiscal year ending December 31, 2026.

Key Details

  • Record date: June 30, 2026; total shares entitled to vote: 105,058,242.
  • Director votes:
    • Steven P. Novak: For 18,199,599.897; Withheld 4,309,258.340; Broker non-votes 33,493,083.000.
    • Charles M. Royce: For 18,328,411.687; Withheld 4,180,446.550; Broker non-votes 33,493,083.000.
  • Auditor ratification (Proposal 2): For 52,434,697.847; Against 2,410,530.970; Abstain 1,156,712.420; no broker non-votes reported for this proposal.

Why It Matters Board election results confirm management continuity and governance direction through 2029, which can affect strategic oversight and investor confidence. Ratification of Ernst & Young LLP ensures continuity of the company’s external audit process for the coming fiscal year—important for the integrity and consistency of financial reporting. The sizable broker non-vote totals on the director elections reflect shares voted by brokers without instructions and can affect the proportion of shares actively deciding director contests.

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