NEONC (NTHI) 10% Owner Amir Heshmatpour Buys 37,000 Shares

What Happened

• Amir F. Heshmatpour, identified as a 10% owner of NEONC TECHNOLOGIES HOLDINGS, INC. (NTHI), purchased 37,000 shares on Sep 11, 2026. The weighted average purchase price was $3.67 per share, for a total reported transaction value of $135,620. This was recorded as a purchase (code P) — an acquisition rather than a sale.

Key Details

• Transaction date: 2026-09-11; filing date: 2026-09-14.
• Price: weighted average $3.67; actual prices ranged $3.66–$3.68 per footnote.
• Shares acquired: 37,000; total value reported: $135,620.
• Shares owned following transaction: not specified in this filing.
• Footnotes of note:
  • F1/F2: Shares bought same day at multiple prices; F2 gives weighted avg and price range.
  • F3–F5: Certain shares are held by family members or entities (e.g., KIG LLC); Heshmatpour disclaims beneficial ownership of those except to the extent of any pecuniary interest.
  • F6: Reporting person is sole member/manager of AFH Holding & Advisory, LLC.
• Filing timeliness: filed Sep 14 for a Sep 11 trade; the report does not include a tardiness flag.

Context

• Purchases by a 10% owner can indicate direct investor interest but are different from routine executive trading; filings include entity and family holdings disclaimers that affect beneficial ownership counts. This filing reports a direct purchase (not an option exercise, gift, or award).