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4Accepted Sep 15, 8:45 PM ET

Neonc (NTHI) 10% Owner Thomas C. Chen Buys Stock

NTHINEONC TECHNOLOGIES HOLDINGS, INC.

Accepted (ET)

8:45 PM

Sep 15, 2026

Filed

Sep 15, 2026

Documents

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11.9 KB

Summary

Neonc (NTHI) 10% Owner Thomas C. Chen Buys Stock

Updated

What Happened
Thomas C. Chen, reported as a 10% owner of Neonc Technologies Holdings, Inc. (NTHI), made two purchases of common stock. On 2026-09-11 he acquired 5,556 shares at $3.60 ($20,002) and on 2026-09-14 he acquired 5,242 shares at $3.81 ($19,998), for a combined 10,798 shares costing $40,000 (average ≈ $3.70/share). These were purchases (code P), i.e., acquisitions rather than sales.

Key Details

  • Transaction dates and prices:
    • 2026-09-11 — 5,556 shares @ $3.60 = $20,002
    • 2026-09-14 — 5,242 shares @ $3.81 = $19,998
  • Total purchased: 10,798 shares for $40,000 (avg ≈ $3.70/share).
  • Shares owned after transaction: not specified in the Form 4 filing.
  • Filing: Form 4 filed 2026-09-15 for the reporting period including 2026-09-11; filing date is within required timing for these transactions (no late filing indicated).
  • Footnotes: multiple disclaimers of beneficial ownership — some shares are held by family members, entities (HCWG LLC, NeuCen Biomedical Co. Ltd.), and a family limited partnership; Reporting Person disclaims beneficial ownership of certain holdings except to the extent of any pecuniary interest (see F1–F5).

Context
Purchases by a 10% owner can reflect a meaningful stake increase by a major holder, but filings don't state motivation. These were direct acquisitions (open market or private purchase), not option exercises or awards, and therefore represent outright buys rather than tax withholding or cashless transactions.

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