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4Accepted Sep 30, 3:00 PM ET

SIEB John M. Gebbia (10% Owner) Gifts 34,680 Shares

SIEBSIEBERT FINANCIAL CORP

Accepted (ET)

3:00 PM

Sep 30, 2026

Filed

Sep 30, 2026

Documents

1

Size

7.8 KB

Summary

SIEB John M. Gebbia (10% Owner) Gifts 34,680 Shares

Updated

What Happened John M. Gebbia, a 10% owner of Siebert Financial Corp. (SIEB), reported a gift of 34,680 shares on 2026-09-28 (transaction code G). The transaction is recorded at $0.00 per share (a gift), and the Form 4 was filed on 2026-09-30. This was a gift to minor family members and not an open-market purchase or sale.

Key Details

  • Transaction date: 2026-09-28; Form 4 filed: 2026-09-30 (appears timely).
  • Transaction type/code: Gift (G); reported price: $0.00 per share.
  • Shares involved: 34,680 shares gifted.
  • Shares owned after transaction: 1,921,891 shares reported beneficially owned by the reporting person.
  • Notable footnotes:
    • F2: The gift was to the Reporting Person’s minor family members; those family holdings (524,680 shares) are included in the Reporting Person’s indirect beneficial ownership. The Reporting Person disclaims beneficial ownership except to the extent of pecuniary interest.
    • F3: The Reporting Person is part of a family control group; a related family LLC gifted 69,360 shares to control-group members, increasing the control group’s indirect holdings (Reporting Person disclaims ownership except for pecuniary interest).

Context Gifts are transfers for estate, family planning, or personal reasons and do not necessarily signal the insider’s view of the company’s prospects. As a 10% owner (not a routine open-market trade), this filing mainly updates ownership and indirect family holdings rather than indicating buying or selling sentiment.

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