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4Accepted Sep 30, 3:00 PM ET

Siebert Financial (SIEB) 10% Owner David Gebbia Gifts 17,340 Shares

SIEBSIEBERT FINANCIAL CORP

Accepted (ET)

3:00 PM

Sep 30, 2026

Filed

Sep 30, 2026

Documents

1

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7.8 KB

Summary

Siebert Financial (SIEB) 10% Owner David Gebbia Gifts 17,340 Shares

Updated

What Happened David Gebbia, a 10% owner of Siebert Financial Corp (SIEB), reported a gift of 17,340 shares of common stock on 2026-09-28. The shares were transferred as a gift (code G) and the reported acquisition price is $0.00, so no cash changed hands. The Form 4 was filed on 2026-09-30.

Key Details

  • Transaction date: 2026-09-28; Filing date: 2026-09-30. No late filing is indicated in the report.
  • Transaction type: Gift (G); price per share reported $0.00; total reported value $0.
  • Shares involved: 17,340 gifted shares.
  • Reporting person's reported beneficial ownership: 1,415,318 shares (per footnote F1).
  • Family holdings and control-group notes: family members own 391,340 shares that are included in the reporting person’s indirect holdings (F2). A family-controlled group received a net increase of 69,360 shares from a related family LLC (F3). The reporting person disclaims beneficial ownership of certain family-held shares except to the extent of pecuniary interest.

Context Gifts are transfers for estate planning or family reasons and do not necessarily signal the insider’s view of the company’s prospects. As a 10% owner (not an executive trading for compensation), such transactions often reflect family or estate arrangements. The disclosure includes indirect ownership details and disclaimers common when multiple family members hold stock.

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