4//SEC Filing
Stevenson Sharon 4
Accession 0001214659-18-005743
CIK 0001427570other
Filed
Aug 26, 8:00 PM ET
Accepted
Aug 27, 9:34 PM ET
Size
7.8 KB
Accession
0001214659-18-005743
Insider Transaction Report
Form 4
Stevenson Sharon
Director
Transactions
- Award
Common Stock
2018-08-23$1.82/sh+27,472$49,999→ 27,472 total
Holdings
- 341,235(indirect: By Okapi Ventures II, L.P.)
Common Stock
- 546,233(indirect: By Okapi Ventures, L.P.)
Common Stock
Footnotes (3)
- [F1]The reporting person purchased these shares directly from the issuer in a private placement.
- [F2]These securities are held of record by Okapi Ventures, L.P. ("OV"). Okapi Venture Partners, LLC ("OVLLC") is the general partner of OV. The reporting person is a managing director of OVLLC, and shares voting and investment power over the securities. The reporting person disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of her pecuniary interest therein, if any. This report shall not be deemed an admission that the reporting person is a beneficial owner of these securities for the purposes of Section 16 of the Exchange Act, or for any other purposes.
- [F3]These securities are held of record by Okapi Ventures II, L.P. ("OVII"). Okapi Venture Partners II, LLC ("OVIILLC") is the general partner of OVII. The reporting person is a managing director of OVIILLC, and shares voting and investment power over the securities. The reporting person disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Exchange Act, except to the extent of her pecuniary interest therein, if any. This report shall not be deemed an admission that the reporting person is a beneficial owner of these securities for the purposes of Section 16 of the Exchange Act, or for any other purposes.
Documents
Issuer
OBALON THERAPEUTICS INC
CIK 0001427570
Entity typeother
Related Parties
1- filerCIK 0001683904
Filing Metadata
- Form type
- 4
- Filed
- Aug 26, 8:00 PM ET
- Accepted
- Aug 27, 9:34 PM ET
- Size
- 7.8 KB