Home/Filings/4/0001214659-18-007617
4//SEC Filing

Haylor Denise H 4

Accession 0001214659-18-007617

CIK 0001110647other

Filed

Dec 9, 7:00 PM ET

Accepted

Dec 10, 5:00 PM ET

Size

6.1 KB

Accession

0001214659-18-007617

Insider Transaction Report

Form 4
Period: 2018-12-10
Transactions
  • Disposition to Issuer

    Common Stock

    2018-12-1038,7850 total
Footnotes (2)
  • [F1]6,673 of these securities were restricted shares of Oclaro, Inc. ("Oclaro") common stock subject to outstanding awards. All outstanding Oclaro restricted stock awards held by non-employee directors of Oclaro vested in full at the effective time of the Merger (as defined below) in accordance with their terms and conditions. In accordance with the Merger Agreement (as defined below), these restricted stock awards were converted into the right to receive the Merger Consideration (as defined below) in respect of each Oclaro share underlying such award.
  • [F2]Pursuant to Agreement and Plan of Merger, dated March 11, 2018 (the "Merger Agreement"), Lumentum Holdings Inc. ("Lumentum") acquired Oclaro in a merger transaction (the "Merger") which became effective on December 10, 2018. At the effective time of the Merger, each share of Oclaro common stock converted into the right to receive, without interest, (a) $5.60 in cash and (b) 0.0636 of a share of common stock of Lumentum ("Merger Consideration").

Issuer

OCLARO, INC.

CIK 0001110647

Entity typeother

Related Parties

1
  • filerCIK 0001683511

Filing Metadata

Form type
4
Filed
Dec 9, 7:00 PM ET
Accepted
Dec 10, 5:00 PM ET
Size
6.1 KB