|4Aug 29, 4:03 PM ET

Minichiello Thomas P. 4

4 · EMCORE CORP · Filed Aug 29, 2022

Insider Transaction Report

Form 4
Period: 2022-08-26
Minichiello Thomas P.
Chief Financial Officer
Transactions
  • Exercise/Conversion

    Common Stock

    2022-08-26+25,00097,690 total
  • Tax Payment

    Common Stock

    2022-08-26$2.45/sh6,087$14,91391,603 total
  • Exercise/Conversion

    Restricted Stock Units (RSUs)

    2022-08-2625,00025,000 total
    Emcore Common Stock (25,000 underlying)
Footnotes (4)
  • [F1]The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration.
  • [F2]Represents the number of shares required to be withheld in accordance with Rule 16b-3 to cover the Reporting Person's tax withholding obligations in connection with the vesting of the restricted stock units reported herein.
  • [F3]Each restricted stock unit represented a contingent right to receive one share of Emcore common stock. Restricted stock units were payable, at the election of the Issuer, in cash, Emcore common stock, or a combination of the two.
  • [F4]On August 26, 2019, the reporting person was granted 100,000 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date

Documents

1 file
  • 4
    marketforms-56997.xmlPrimary

    PRIMARY DOCUMENT