4//SEC Filing
William Anderson Wittekind 4
Accession 0001214659-24-012082
CIK 0001527728other
Filed
Jul 7, 8:00 PM ET
Accepted
Jul 8, 4:50 PM ET
Size
10.9 KB
Accession
0001214659-24-012082
Insider Transaction Report
Form 4
RENOVARO INC.RENB
William Anderson Wittekind
10% Owner
Transactions
- Sale
Common Stock
2024-07-03$1.51/sh−50,000$75,500→ 1,034,275 total(indirect: By LLC) - Sale
Common Stock
2024-07-05$1.55/sh−60,000$93,000→ 974,275 total(indirect: By LLC)
Holdings
- 12,438,431(indirect: By Spouse)
Common Stock
- 1,500,568(indirect: GRATs)
Common Stock
- 3,703,878
Common Stock
Footnotes (7)
- [F1]The price reported in column 4 is a weighted average price. These shares were sold at prices ranging from $1.50 to $1.58, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the reported range.
- [F2]The Reporting Person is a manager of Weird Science LLC.
- [F3]The price reported in column 4 is a weighted average price. These shares were sold at prices ranging from $1.50 to $1.63, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the reported range.
- [F4]Includes 88,121 shares held by the Reporting Person and his spouse as joint tenants with a right of survivorship (JTWROS).
- [F5]Shares held by certain grantor retained annuity trusts (GRATs) of which the Reporting Person is the sole trustee.
- [F6]Excludes 88,121 shares held with the Reporting Person as JTWROS. Such shares are included in the Reporting Person's direct beneficial ownership as described in note 4 above. A writ of attachment issued on July 7, 2022 by the United States District Court for the District of Vermont in The Estate of Gregory Davis et. al. v. Serhat Daniel Gumrukcu (Civil Case No. 5:22-cv-123) includes these 12,438,431 shares.
- [F7]The Reporting Person disclaims beneficial ownership of these shares for purposes of Section 16, except to the extent of his pecuniary interest therein.
Documents
Issuer
RENOVARO INC.
CIK 0001527728
Entity typeother
Related Parties
1- filerCIK 0001753085
Filing Metadata
- Form type
- 4
- Filed
- Jul 7, 8:00 PM ET
- Accepted
- Jul 8, 4:50 PM ET
- Size
- 10.9 KB