Hughes Owen 4
4 · XOMA Royalty Corp · Filed Nov 13, 2024
Insider Transaction Report
Form 4
Hughes Owen
DirectorChief Executive Officer
Transactions
- Exercise/Conversion
Performance Stock Units
2024-11-11−53,360→ 221,640 totalExp: 2026-05-18→ Common Stock (53,360 underlying) - Exercise/Conversion
Common Stock
2024-11-11+53,360→ 56,860 total - Sale
Common Stock
2024-11-13$29.95/sh−21,881$655,336→ 34,979 total
Holdings
- 2,000
Depositary Shares - 8.375% Series B Perpetual Preferred
Footnotes (3)
- [F1]Shares sold to satisfy the tax withholding obligations incurred upon settlement of the Performance Stock Units ("PSUs").
- [F2]The price reported represents the weighted average sale price of the shares. The shares were sold in multiple transactions at prices ranging from $29.93 to $30.38 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- [F3]Each PSU represents a contingent right to receive one share of the Issuer's common stock (the "Common Stock"). The PSUs vest upon the Common Stock achieving a specified price per share.