4//SEC Filing
BURNS THOMAS M. 4
Accession 0001214659-24-018900
CIK 0000791908other
Filed
Nov 12, 7:00 PM ET
Accepted
Nov 13, 6:55 PM ET
Size
11.3 KB
Accession
0001214659-24-018900
Insider Transaction Report
Form 4
BURNS THOMAS M.
SVP, Finance & CFO
Transactions
- Exercise/Conversion
Common Stock
2024-11-11+17,773→ 24,328 total - Exercise/Conversion
Performance Stock Units
2024-11-11−17,773→ 73,827 totalExp: 2026-05-18→ Common Stock (17,773 underlying) - Sale
Common Stock
2024-11-13$29.94/sh−9,775$292,664→ 14,553 total
Holdings
- 5,554(indirect: By 401(k))
Common Stock
- 1,000
Depository Shares - 8.375% Series B Perpetual Preferred
- 2,000
8.625% Series A Cumulative Perpetual Preferred Stock
Footnotes (3)
- [F1]Shares sold to satisfy the tax withholding obligations incurred upon settlement of the Performance Stock Units ("PSUs").
- [F2]The price reported represents the weighted average sale price of the shares. The shares were sold in multiple transactions at prices ranging from $29.93 to $30.22 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- [F3]Each PSU represents a contingent right to receive one share of the Issuer's common stock (the "Common Stock"). The PSUs vest upon the Common Stock achieving a specified price per share.
Documents
Issuer
XOMA Royalty Corp
CIK 0000791908
Entity typeother
Related Parties
1- filerCIK 0001638479
Filing Metadata
- Form type
- 4
- Filed
- Nov 12, 7:00 PM ET
- Accepted
- Nov 13, 6:55 PM ET
- Size
- 11.3 KB