XOMA Royalty Corp·4

Apr 7, 4:39 PM ET

LIMBER JOSEPH M 4

4 · XOMA Royalty Corp · Filed Apr 7, 2025

Insider Transaction Report

Form 4
Period: 2025-04-03
Transactions
  • Purchase

    8.625% Series A Cumulative Perpetual Preferred Stock

    2025-04-03$25.44/sh+1,411$35,8961,411 total
  • Purchase

    Depositary Shares - 8.375% Series B Cumulative Stock

    2025-04-03$25.22/sh+16,524$416,73516,524 total
  • Purchase

    Depositary Shares - 8.375% Series B Cumulative Stock

    2025-04-04$25.25/sh+3,476$87,76920,000 total
  • Purchase

    8.625% Series A Cumulative Perpetual Preferred Stock

    2025-04-07$25.60/sh+5,243$134,22110,000 total
  • Purchase

    8.625% Series A Cumulative Perpetual Preferred Stock

    2025-04-04$25.56/sh+3,346$85,5244,757 total
Holdings
  • Common Stock

    6,208
Footnotes (3)
  • [F1]This transaction was executed in multiple trades at prices ranging from $25.19 to $25.27. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
  • [F2]This transaction was executed in multiple trades at prices ranging from $25.25 to $25.30. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
  • [F3]Reflects a reverse stock split of the Issuer's common stock at a ratio of 20:1 effective October 2016.

Documents

1 file
  • 4
    marketforms-69107.xmlPrimary

    PRIMARY DOCUMENT