BURNS THOMAS M. 4
4 · XOMA Royalty Corp · Filed May 21, 2025
Insider Transaction Report
Form 4
BURNS THOMAS M.
SVP, Finance & CFO
Transactions
- Exercise/Conversion
Common Stock
2025-05-19+17,773→ 33,045 total - Sale
Common Stock
2025-05-20$25.38/sh−10,482$266,033→ 22,563 total - Exercise/Conversion
Performance Stock Units
2025-05-19−17,773→ 56,054 totalExp: 2026-05-18→ Common Stock (17,773 underlying)
Holdings
- 6,130(indirect: By 401(k))
Common Stock
- 2,000
8.625% Series A Cumulative Perpetual Preferred Stock
- 2,000
Depository Shares - 8.375% Series B Cumulative Stock
Footnotes (3)
- [F1]Shares sold to satisfy the tax withholding obligations incurred upon settlement of the Performance Stock Units ("PSUs").
- [F2]The price reported represents the weighted average sale price of the shares. The shares were sold in multiple transactions at prices ranging from $25.26 to $25.38 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- [F3]Each PSU represents a contingent right to receive one share of the Issuer's common stock (the "Common Stock"). The PSUs vest upon the Common Stock achieving a specified price per share.