AULT MILTON C III 4
4 · UNIVERSAL SAFETY PRODUCTS, INC. · Filed Feb 26, 2026
Research Summary
AI-generated summary of this filing
Universal Safety (UUU) 10% Owner Milton C. Ault III Buys Stock
What Happened
Milton C. Ault III, identified as a 10% owner of Universal Safety Products, Inc. (UUU), made two open-market purchases: 2,231 shares at $4.70 on Feb 24, 2026 (cost $10,485) and 970 shares at $4.73 on Feb 25, 2026 (cost $4,587), for a total of 3,201 shares purchased for $15,072. These were purchases (Form 4 code P), which are generally treated by investors as direct buys rather than sales or option-related transactions.
Key Details
- Transaction dates and prices:
- 2026-02-24: 2,231 shares @ $4.70 = $10,485
- 2026-02-25: 970 shares @ $4.73 = $4,587
- Total: 3,201 shares for $15,072
- Filing: Form 4 filed with the SEC on 2026-02-26 reporting the Feb 24–25 transactions (within the typical 2-business-day Form 4 reporting window).
- Shares owned after transaction: Not specified in the provided filing excerpt — consult the full Form 4 for post-transaction beneficial ownership totals.
- Footnotes of note:
- F1: Ault Lending, LLC is a wholly owned subsidiary of Hyperscale Data, Inc.; Milton Ault is deemed to have voting/investment power over Ault Lending’s holdings.
- F2: Securities held by Alpha Structured Finance LP may be attributable to Mr. Ault due to his managerial roles in related entities.
- F3: Securities held by Ault & Company, Inc. may also be attributable to Mr. Ault given his CEO/chair roles.
- Transaction type: Open-market purchases (code P). No option exercises, awards, gifts, or tax-withholding reported.
Context
As a 10% owner, Ault is a substantial shareholder; the footnotes indicate he may be deemed to beneficially own additional shares held through related entities (Ault Lending, Alpha Fund, Ault & Co.). The filing shows straightforward open-market buying activity rather than derivative or complex transactions. For exact post-transaction holdings and full ownership context, review the complete Form 4 filing (Accession No. 0001214659-26-002566).
Insider Transaction Report
- Purchase
Common Stock
[F1]2026-02-24$4.70/sh+2,231$10,485→ 478,994 total(indirect: By LLC) - Purchase
Common Stock
[F1]2026-02-25$4.73/sh+970$4,587→ 479,964 total(indirect: By LLC)
- 200
Common Stock
- 10,000(indirect: By Alpha Structured Finance LP)
Common Stock
[F2] - 6,000(indirect: By Ault & Company, Inc.)
Common Stock
[F3]
Footnotes (3)
- [F1]Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.
- [F2]Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Mr. Ault is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.
- [F3]Securities beneficially owned by Ault & Company, Inc. ("Ault & Co."). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.