AULT MILTON C III 4

What Happened
Milton C. Ault III, identified as a 10% owner of Universal Safety Products, Inc. (UUU), made two open-market purchases: 2,231 shares at $4.70 on Feb 24, 2026 (cost $10,485) and 970 shares at $4.73 on Feb 25, 2026 (cost $4,587), for a total of 3,201 shares purchased for $15,072. These were purchases (Form 4 code P), which are generally treated by investors as direct buys rather than sales or option-related transactions.

Key Details

• Transaction dates and prices:
  • 2026-02-24: 2,231 shares @ $4.70 = $10,485
  • 2026-02-25: 970 shares @ $4.73 = $4,587
  • Total: 3,201 shares for $15,072
• Filing: Form 4 filed with the SEC on 2026-02-26 reporting the Feb 24–25 transactions (within the typical 2-business-day Form 4 reporting window).
• Shares owned after transaction: Not specified in the provided filing excerpt — consult the full Form 4 for post-transaction beneficial ownership totals.
• Footnotes of note:
  • F1: Ault Lending, LLC is a wholly owned subsidiary of Hyperscale Data, Inc.; Milton Ault is deemed to have voting/investment power over Ault Lending’s holdings.
  • F2: Securities held by Alpha Structured Finance LP may be attributable to Mr. Ault due to his managerial roles in related entities.
  • F3: Securities held by Ault & Company, Inc. may also be attributable to Mr. Ault given his CEO/chair roles.
• Transaction type: Open-market purchases (code P). No option exercises, awards, gifts, or tax-withholding reported.

Context
As a 10% owner, Ault is a substantial shareholder; the footnotes indicate he may be deemed to beneficially own additional shares held through related entities (Ault Lending, Alpha Fund, Ault & Co.). The filing shows straightforward open-market buying activity rather than derivative or complex transactions. For exact post-transaction holdings and full ownership context, review the complete Form 4 filing (Accession No. 0001214659-26-002566).