AULT MILTON C III 4
4 · UNIVERSAL SAFETY PRODUCTS, INC. · Filed Mar 9, 2026
Research Summary
AI-generated summary of this filing
Universal Safety (UUU) 10% Owner Milton C. Ault III Buys Stock
What Happened
Milton C. Ault III, reported as a 10% owner of Universal Safety Products, Inc. (UUU), made three open-market purchases totaling 28,892 shares between March 5 and March 9, 2026. Trades were: 21,792 shares on 2026-03-05 at a VWAP of $5.1614 (total $112,477), 1,400 shares on 2026-03-06 at a VWAP of $5.1090 (total $7,153), and 5,700 shares on 2026-03-09 at a VWAP of $5.2531 (total $29,943). These were purchases (acquisitions), which investors often view as a more informative signal than routine sales.
Key Details
- Transaction dates & prices:
- 2026-03-05: 21,792 shares, VWAP $5.1614; price range $4.97–$5.30 (F1)
- 2026-03-06: 1,400 shares, VWAP $5.1090; price range $5.075–$5.13 (F3)
- 2026-03-09: 5,700 shares, VWAP $5.2531; price range $5.2531–$5.26 (F4)
- Total purchased: 28,892 shares for approximately $149,573.
- Shares owned after the transactions: not specified in the provided filing.
- Filings: Report filed 2026-03-09; trades span 2026-03-05 to 2026-03-09 — filing appears timely under the Form 4 two-business-day rule.
- Notable footnotes:
- F2/F5/F6 explain Ault’s relationships with entities (Ault Lending/Hyperscale Data, Alpha Fund, Ault & Co.) that may affect beneficial ownership reporting.
- F1/F3/F4 note VWAPs and daily price ranges; the reporting person can provide per-price purchase breakdowns on request.
Context
This filing documents open-market purchases by a 10% owner (an investor with significant ownership); it is not an options exercise, gift, or award. Such purchases indicate direct acquisition of common stock but do not reveal motivation. For retail investors, purchases by large owners can be informative, but they should be considered alongside other company fundamentals and disclosures.
Insider Transaction Report
- Purchase
Common Stock
[F1][F2]2026-03-05$5.16/sh+21,792$112,477→ 549,232 total(indirect: By LLC) - Purchase
Common Stock
[F3][F2]2026-03-06$5.11/sh+1,400$7,153→ 550,632 total(indirect: By LLC) - Purchase
Common Stock
[F4][F2]2026-03-09$5.25/sh+5,700$29,943→ 556,332 total(indirect: By LLC)
- 1,200
Common Stock
- 10,000(indirect: By Alpha Structured Finance LP)
Common Stock
[F5] - 6,000(indirect: By Ault & Company, Inc.)
Common Stock
[F6]
Footnotes (6)
- [F1]The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $5.1614. The range of purchase prices on the transaction date was $4.97 to $5.30 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
- [F2]Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.
- [F3]The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $5.1090. The range of purchase prices on the transaction date was $5.075 to $5.13 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
- [F4]The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $5.2531. The range of purchase prices on the transaction date was $5.2531 to $5.26 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
- [F5]Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Mr. Ault is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.
- [F6]Securities beneficially owned by Ault & Company, Inc. ("Ault & Co."). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.