AULT MILTON C III 4
Research Summary
AI-generated summary
Universal Safety (UUU) 10% Owner Milton C. Ault III Buys Stock
What Happened
Milton C. Ault III, reported as a 10% owner of Universal Safety Products, Inc. (UUU), made three open-market purchases totaling 28,892 shares between March 5 and March 9, 2026. Trades were: 21,792 shares on 2026-03-05 at a VWAP of $5.1614 (total $112,477), 1,400 shares on 2026-03-06 at a VWAP of $5.1090 (total $7,153), and 5,700 shares on 2026-03-09 at a VWAP of $5.2531 (total $29,943). These were purchases (acquisitions), which investors often view as a more informative signal than routine sales.
Key Details
- Transaction dates & prices:
- 2026-03-05: 21,792 shares, VWAP $5.1614; price range $4.97–$5.30 (F1)
- 2026-03-06: 1,400 shares, VWAP $5.1090; price range $5.075–$5.13 (F3)
- 2026-03-09: 5,700 shares, VWAP $5.2531; price range $5.2531–$5.26 (F4)
- Total purchased: 28,892 shares for approximately $149,573.
- Shares owned after the transactions: not specified in the provided filing.
- Filings: Report filed 2026-03-09; trades span 2026-03-05 to 2026-03-09 — filing appears timely under the Form 4 two-business-day rule.
- Notable footnotes:
- F2/F5/F6 explain Ault’s relationships with entities (Ault Lending/Hyperscale Data, Alpha Fund, Ault & Co.) that may affect beneficial ownership reporting.
- F1/F3/F4 note VWAPs and daily price ranges; the reporting person can provide per-price purchase breakdowns on request.
Context
This filing documents open-market purchases by a 10% owner (an investor with significant ownership); it is not an options exercise, gift, or award. Such purchases indicate direct acquisition of common stock but do not reveal motivation. For retail investors, purchases by large owners can be informative, but they should be considered alongside other company fundamentals and disclosures.