AULT MILTON C III 4

What Happened
Milton C. Ault III, a reported 10% owner of Universal Safety Products, Inc. (UUU), made open-market purchases of common stock on March 17–18, 2026. He acquired a total of 5,407 shares: 200 shares at $6.11 ($1,222), 3,207 shares at $5.94 ($19,044) on March 17, and 2,000 shares at $6.35 ($12,700) on March 18, for aggregate cash outlay of $32,966. These were purchases (code P), which are buy transactions rather than sales.

Key Details

• Transaction dates and amounts:
  • 2026-03-17: 200 shares @ $6.11 = $1,222 (open market)
  • 2026-03-17: 3,207 shares @ $5.94 = $19,044 (open market)
  • 2026-03-18: 2,000 shares @ $6.35 = $12,700 (open market)
• Total purchased: 5,407 shares for $32,966.
• Footnotes of note:
  • F1: March 17 purchases have a volume-weighted average price of $6.1099; intraday price range $6.0616–$6.1582. Reporting person can provide per-price breakdown on request.
  • F2–F4: Various entities (Ault Lending/Ault & Co./Alpha Fund) are disclosed as connected holdings; Mr. Ault may be deemed to beneficially own securities held by those entities due to his roles.
• Shares owned after the transactions: not specified in the provided filing details.
• Filing timeliness: Form 4 filed 2026-03-19 for transactions on 2026-03-17–18; no late filing indicated in the available data.

Context
These were straightforward open-market purchases by a 10% owner rather than an option exercise or grant. For retail investors, purchases can be viewed as the insider putting personal capital into the company, but they do not by themselves explain motivation. The filing discloses related entities through which Mr. Ault may have additional beneficial ownership—important when assessing his total stake.