AULT MILTON C III 4

What Happened Milton C. Ault III, a reported 10% owner of Universal Safety Products, Inc. (UUU), made three open-market purchases (transaction code P) acquiring a total of 24,000 shares between March 19 and March 23, 2026. The purchases were: 4,000 shares at $6.01 on Mar 19 ($24,040); 10,000 shares at $6.35 on Mar 20 ($63,500); and 10,000 shares at $6.01 on Mar 23 ($60,100). Total consideration for the three purchases was $147,640. These were purchases (not sales, awards, or option exercises).

Key Details

• Transaction dates and prices:
  • 2026-03-19: 4,000 shares @ $6.01 = $24,040
  • 2026-03-20: 10,000 shares @ $6.35 = $63,500
  • 2026-03-23: 10,000 shares @ $6.01 = $60,100
• Total acquired: 24,000 shares for $147,640.
• Filing date: Form 4 filed 2026-03-23; transactions reported timely (no late filing indicated).
• Shares owned after transaction: not specified in the provided excerpt of the filing.
• Footnotes of note:
  • F1: Ault Lending, LLC is a subsidiary of Hyperscale Data, Inc.; Mr. Ault is deemed to have voting/investment power over those securities.
  • F2: Holdings by Alpha Structured Finance LP may be attributed to Mr. Ault due to his manager/GP/manager roles.
  • F3: Holdings by Ault & Company, Inc. may be attributed to Mr. Ault given his CEO/Chair roles.

Context

• These were straight purchases (code P), not option exercises, gifts, or awards — meaning Mr. Ault spent cash to acquire shares.
• As a reported 10% owner with related entities described in the footnotes, some holdings may be held through affiliated funds or companies; that can affect how beneficial ownership is reported but does not change that these transactions were purchases.