AULT MILTON C III 4
4 · UNIVERSAL SAFETY PRODUCTS, INC. · Filed Jul 9, 2026
Research Summary
AI-generated summary of this filing
Universal Safety (UUU) 10% Owner Milton C. Ault Buys Stock
What Happened
Milton C. Ault III, a reported 10% owner, made open-market purchases of Universal Safety Products, Inc. (ticker: UUU). He acquired 300 shares on July 7, 2026, and 300 shares on July 8, 2026 (100 shares and 200 shares), for a total of 600 shares purchased for approximately $2,399. These were purchases (buys), not sales or option exercises.
Key Details
- Transaction dates and prices:
- 2026-07-07: 300 shares @ $4.06 — $1,218
- 2026-07-08: 100 shares @ $3.89 — $389
- 2026-07-08: 200 shares @ $3.96 — $792
- Total acquired: 600 shares for ~$2,399; volume-weighted avg purchase price reported as $4.0594 (range $4.056–$4.0904) (see footnote F1).
- Filing: Form 4 filed 2026-07-09; no late filing flag indicated in the provided data.
- Shares owned after the transaction: not disclosed in the provided excerpt.
- Notable footnotes:
- F1: Purchases were open-market; reporting person will provide breakdown of quantities at each price upon request.
- F2–F4: Mr. Ault may be deemed to beneficially own shares held by related entities (Ault & Company, Ault Lending/HSD, Alpha Structured Finance LP) due to his roles with those entities.
Context
These were relatively small dollar open-market purchases (about $2.4K total). Purchases by insiders and large owners often draw attention because they can signal confidence, but they do not guarantee future company performance. Also note that Mr. Ault’s filing discloses potential beneficial ownership through several affiliated entities, which can affect how his overall exposure to the company is interpreted.
Insider Transaction Report
- Purchase
Common Stock
[F1]2026-07-07$4.06/sh+300$1,218→ 2,500 total - Purchase
Common Stock
2026-07-08$3.89/sh+100$389→ 2,600 total - Purchase
Common Stock
[F2]2026-07-08$3.96/sh+200$792→ 6,200 total(indirect: By Ault & Company, Inc.)
- 1,025,252(indirect: By LLC)
Common Stock
[F3] - 20,000(indirect: By Alpha Structured Finance LP)
Common Stock
[F4]
Footnotes (4)
- [F1]The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.0594. The range of purchase prices on the transaction date was $4.056 to $4.0904 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
- [F2]Securities beneficially owned by Ault & Company, Inc. ("Ault & Co."). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.
- [F3]Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.
- [F4]Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Mr. Ault is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.