UNIVERSAL SAFETY PRODUCTS, INC.·4

Jul 8, 8:00 PM ET

AULT MILTON C III 4

Research Summary

AI-generated summary

Updated

Universal Safety (UUU) 10% Owner Milton C. Ault Buys Stock

What Happened
Milton C. Ault III, a reported 10% owner, made open-market purchases of Universal Safety Products, Inc. (ticker: UUU). He acquired 300 shares on July 7, 2026, and 300 shares on July 8, 2026 (100 shares and 200 shares), for a total of 600 shares purchased for approximately $2,399. These were purchases (buys), not sales or option exercises.

Key Details

  • Transaction dates and prices:
    • 2026-07-07: 300 shares @ $4.06 — $1,218
    • 2026-07-08: 100 shares @ $3.89 — $389
    • 2026-07-08: 200 shares @ $3.96 — $792
    • Total acquired: 600 shares for ~$2,399; volume-weighted avg purchase price reported as $4.0594 (range $4.056–$4.0904) (see footnote F1).
  • Filing: Form 4 filed 2026-07-09; no late filing flag indicated in the provided data.
  • Shares owned after the transaction: not disclosed in the provided excerpt.
  • Notable footnotes:
    • F1: Purchases were open-market; reporting person will provide breakdown of quantities at each price upon request.
    • F2–F4: Mr. Ault may be deemed to beneficially own shares held by related entities (Ault & Company, Ault Lending/HSD, Alpha Structured Finance LP) due to his roles with those entities.

Context
These were relatively small dollar open-market purchases (about $2.4K total). Purchases by insiders and large owners often draw attention because they can signal confidence, but they do not guarantee future company performance. Also note that Mr. Ault’s filing discloses potential beneficial ownership through several affiliated entities, which can affect how his overall exposure to the company is interpreted.