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4//SEC Filing

FOREST CITY ENTERPRISES INC 4

Accession 0001217398-13-000003

CIK 0000038067operating
View on SEC.govCompany Profile

Filed

Sep 3, 8:00 PM ET

Accepted

Sep 4, 6:59 PM ET

Size

16.4 KB

Accession

0001217398-13-000003

Insider Transaction Report

Form 4
Period: 2013-08-30
FOREST CITY ENTERPRISES INCFCEA/FCEB
SHAFRAN JOAN K
Director10% Owner
Transactions
  • Other

    Class A Common Stock

    2013-08-30−354→ 0 total(indirect: See footnote)
  • Other

    Class A Common Stock

    2013-08-30+118→ 142,785 total(indirect: See footnote)
Holdings

  • Class B Common - Convertible

    (indirect: See footnote)
    Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (1,879,908 underlying)
    1,879,908

  • Class A Common Stock

    (indirect: See footnote)
    7,468

  • Class A Common Stock

    (indirect: See footnote)
    8,920

  • Class A Common Stock

    (indirect: See footnote)
    720

  • Class A Common Stock

    (indirect: See footnote)
    37,156

  • Class B Common - Convertible

    (indirect: See footnote)
    Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (900 underlying)
    900

  • Class B Common - Convertible

    (indirect: See foot note)
    Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (13,500 underlying)
    13,500
Footnotes (11)
  • [F1]Held Indirect - by Powell Partners, of which Ms. Shafran is a general partner. Shares were distributed to each of the general partners. Joan Shafran received 118 shares that were moved to her trust account at Barclays. See footnote 4.
  • [F10]Stocks are convertible from Class B Common to Class A Common on a 1-for-1 basis.
  • [F11]Immediate - stocks are convertible at any time, there is no fixed exercisable date or expiration date.
  • [F2]Faynne Shafran GST Trust - Joan Shafran and Joseph Shafran are Trustees, they have no beneficial interest. Change in share value due to a regular distribution to the beneficiary.
  • [F3]Nathan Shafran GST Trust - Joan Shafran and Joseph Shafran are Trustees, they have no beneficial interest. Change in share value due to a regular distribution to the beneficiary.
  • [F4]Joan Shafran, Trustee - held in street account with Barclays. Shares from Wells Fargo account were transferred to this account. 118 shares from Powel Partners distribution were moved to this accouont..
  • [F5]Held Indirect by The Berimore Company, Joan Shafran is a general partner along with siblings, Joseph Shafran and Paula Krulak.
  • [F6]Joan Shfaran GRIT dated 8/01/2007. Joan Shafran recieves income from the shares but has no beneficial interest; Joan Shafran serves as a Trustee for the trust.
  • [F7]Held Indirect - General Partner of RMS, Ltd.
  • [F8]Held Indirect - Held by The Berimore Company as a limited partner of RMS, Ltd. Joan Shafran is a general partner of The Berimore Company along with siblings, Joseph Shafran and Paula Krulak.
  • [F9]Held Indirect - Powell Partners.

Documents

2 files

Issuer

FOREST CITY ENTERPRISES INC

CIK 0000038067

→
Entity typeoperating
IncorporatedOH

Related Parties

1
  • filerCIK 0000038067

Filing Metadata

Form type
4
Filed
Sep 3, 8:00 PM ET
Accepted
Sep 4, 6:59 PM ET
Size
16.4 KB
View on SEC.gov