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4//SEC Filing

FOREST CITY ENTERPRISES INC 4

Accession 0001217398-13-000004

CIK 0000038067operating
View on SEC.govCompany Profile

Filed

Sep 24, 8:00 PM ET

Accepted

Sep 25, 5:40 PM ET

Size

14.6 KB

Accession

0001217398-13-000004

Insider Transaction Report

Form 4
Period: 2013-09-25
FOREST CITY ENTERPRISES INCFCEA/FCEB
SHAFRAN JOAN K
Director10% Owner
Transactions
  • Sale

    Class A Common Stock

    2013-09-25$19.07/sh−50,000$953,500→ 92,785 total(indirect: See footnote)
Holdings

  • Class A Common Stock

    (indirect: See footnote)
    7,468

  • Class A Common Stock

    (indirect: See footnote)
    37,156

  • Class B Common - Convertible

    (indirect: See footnote)
    Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (900 underlying)
    900

  • Class A Common Stock

    (indirect: See footnote)
    8,920

  • Class A Common Stock

    (indirect: See footnote)
    720

  • Class B Common - Convertible

    (indirect: See foot note)
    Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (13,500 underlying)
    13,500

  • Class B Common - Convertible

    (indirect: See footnote)
    Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (1,879,908 underlying)
    1,879,908
Footnotes (10)
  • [F1]Faynne Shafran GST Trust - Joan Shafran and Joseph Shafran are Trustees, they have no beneficial interest.
  • [F10]Immediate - stocks are convertible at any time, there is no fixed exercisable date or expiration date.
  • [F2]Nathan Shafran GST Trust - Joan Shafran and Joseph Shafran are Trustees, they have no beneficial interest.
  • [F3]Joan Shafran, Trustee - held in street account with Barclays. The price $19.07 represents a weighed average of sales prices ranging from $19.00 per share to $19.15 per share. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request.
  • [F4]Held Indirect by The Berimore Company, Joan Shafran is a general partner along with siblings, Joseph Shafran and Paula Krulak.
  • [F5]Joan Shfaran GRIT dated 8/01/2007. Joan Shafran recieves income from the shares but has no beneficial interest; Joan Shafran serves as a Trustee for the trust.
  • [F6]Held Indirect - General Partner of RMS, Ltd.
  • [F7]Held Indirect - Held by The Berimore Company as a limited partner of RMS, Ltd. Joan Shafran is a general partner of The Berimore Company along with siblings, Joseph Shafran and Paula Krulak.
  • [F8]Held Indirect - Powell Partners.
  • [F9]Stocks are convertible from Class B Common to Class A Common on a 1-for-1 basis.

Documents

2 files

Issuer

FOREST CITY ENTERPRISES INC

CIK 0000038067

→
Entity typeoperating
IncorporatedOH

Related Parties

1
  • filerCIK 0000038067

Filing Metadata

Form type
4
Filed
Sep 24, 8:00 PM ET
Accepted
Sep 25, 5:40 PM ET
Size
14.6 KB
View on SEC.gov