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4//SEC Filing

FOREST CITY ENTERPRISES INC 4

Accession 0001217398-15-000001

CIK 0000038067operating
View on SEC.govCompany Profile

Filed

Mar 17, 8:00 PM ET

Accepted

Mar 18, 4:58 PM ET

Size

16.7 KB

Accession

0001217398-15-000001

Insider Transaction Report

Form 4
Period: 2015-03-17
FOREST CITY ENTERPRISES INCFCEA/FCEB
SHAFRAN JOAN K
Director10% Owner
Transactions
  • Conversion

    Class A Common Stock

    2015-03-17+225,157→ 249,302 total(indirect: See footnote)
  • Conversion

    Class B Common - Convertible

    2015-03-17−225,157→ 0 total(indirect: See footnote)
    Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (225,157 underlying)
Holdings

  • Class A Common Stock

    (indirect: See footnote)
    77,285

  • Class A Common Stock

    (indirect: See footnote)
    4,462

  • Class A Common Stock

    (indirect: See footnote)
    4,462

  • Class A Common Stock

    (indirect: See footnote)
    37,156

  • Class B Common - Convertible

    (indirect: See footnote)
    Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (900 underlying)
    900

  • Class B Common - Convertible

    (indirect: See foot note)
    Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (13,500 underlying)
    13,500

  • Class B Common - Convertible

    (indirect: See footnote)
    Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Common Stock (1,354,751 underlying)
    1,354,751
Footnotes (10)
  • [F1]Faynne Shafran GST Trust - Joan Shafran and Joseph Shafran are Trustees, they have no beneficial interest.
  • [F10]Immediate - stocks are convertible at any time, there is no fixed exercisable date or expiration date.
  • [F2]Nathan Shafran GST Trust - Joan Shafran and Joseph Shafran are Trustees, they have no beneficial interest.
  • [F3]Joan Shafran, Trustee - held in street account with Barclays.
  • [F4]Held Indirect by The Berimore Company, Joan Shafran is a general partner along with siblings, Joseph Shafran and Paula Krulak. Transaction is a conversion from Class B Common stock to Class A Common stock. Shares are convertible on a 1-for-1 basis. No money was tendered.
  • [F5]Joan Shfaran GRIT dated 8/01/2007. Joan Shafran recieves income from the shares but has no beneficial interest; Joan Shafran serves as a Trustee for the trust.
  • [F6]Held Indirect - General Partner of RMS, Ltd.
  • [F7]Held Indirect - by The Berimore Company as a limited partner of RMS, Ltd. Joan Shafran is a general partner of The Berimore Company along with siblings, Joseph Shafran and Paula Krulak.
  • [F8]Held Indirect - Powell Partners.
  • [F9]Stocks are convertible from Class B Common to Class A Common on a 1-for-1 basis.

Documents

2 files

Issuer

FOREST CITY ENTERPRISES INC

CIK 0000038067

→
Entity typeoperating
IncorporatedOH

Related Parties

1
  • filerCIK 0000038067

Filing Metadata

Form type
4
Filed
Mar 17, 8:00 PM ET
Accepted
Mar 18, 4:58 PM ET
Size
16.7 KB
View on SEC.gov