FOREST CITY ENTERPRISES INC 4

Accession 0001217406-15-000001

CIK 0000038067operating

View on SEC.gov Company Profile

Filed

Mar 29, 8:00 PM ET

Accepted

Mar 30, 5:46 PM ET

Size

25.8 KB

Accession

0001217406-15-000001

Insider Transaction Report

Form 4

Period: 2015-03-26

FOREST CITY ENTERPRISES INCFCEA/FCEB

ROSS STAN

Director

Transactions

Award
Class A Common Stock
2015-03-26+2,233→ 2,233 total
Award
2015 Stock Option Grant (right to buy)
2015-03-26+7,060→ 7,060 total
Exercise: $24.62From: 2016-03-26Exp: 2025-03-26→ Class A Common (7,060 underlying)

Holdings

2008 Stock Option Grant (right to buy)
Exercise: $37.68From: 2009-04-07Exp: 2018-04-07→ Class A Common (5,319 underlying)
5,319
2012 Stock Option Grant (right to buy)
Exercise: $14.74From: 2013-04-11Exp: 2022-04-11→ Class A Common (10,825 underlying)
10,825
2007 Stock Option Grant (right to buy)
Exercise: $65.35From: 2009-03-29Exp: 2017-03-29→ Class A Common (10,800 underlying)
10,800
2005 Stock Option Grant (right to buy)
Exercise: $31.75From: 2007-04-06Exp: 2015-04-06→ Class A Common (10,800 underlying)
10,800
Class A Common Stock
1,893
2010 Stock Option Grant (right to buy)
Exercise: $15.89From: 2011-04-14Exp: 2020-04-14→ Class A Common (2,001 underlying)
2,001
2013 Stock Option Grant (right to buy)
Exercise: $17.60From: 2014-04-08Exp: 2023-04-08→ Class A Common (4,557 underlying)
4,557
2014 Stock Option Grant (right to buy)
Exercise: $18.73From: 2015-03-28Exp: 2024-03-28→ Class A Common (4,743 underlying)
4,743
Class A Common Stock
47,479
2006 Stock Option Grant (right to buy)
Exercise: $46.37From: 2008-04-04Exp: 2016-04-04→ Class A Common (10,800 underlying)
10,800
2011 Stock Option Grant (right to buy)
Exercise: $17.72From: 2012-04-13Exp: 2021-04-13→ Class A Common (2,231 underlying)
2,231
Phantom Stock Dividend Equivalent Rights
Exercise: $0.00From: 1988-08-08Exp: 1988-08-08→ Class A Common (12,381.56 underlying)
12,381.56

Footnotes (16)

[F1]2013 Restricted Stock Grant - 33.33% vest on 4/08/2014; 33.33% vest on 4/08/2015; and 33.33% vest on 4/08/2016. 947 shares vested on 4/08/2014 and were transferred to brokerage account. See footnote #3.
[F10]2012 Stock Option Grant - 33.33% exercisable 4/11/2013; 33.33% exercisable 4/11/2014; and 33.33% exercisable 4/11/2015.
[F11]2013 Stock Option Grant - 33.33% exercisable 4/08/2014; 33.33% exercisable 4/08/2015; and 33.33% exercisable 4/08/2016.
[F12]2014 Stock Option Grant - 100% exercisable 3/28/2015.
[F13]2015 Stock Option Grant - 100% exercisable 3/26/2016.
[F14]Exercisable at retirement, termination, death or disability.
[F15]No present expiration date.
[F16]Phantom Stock - 1-for-1 - Deferred compensation plan contributions. Plan requires participants to make a annual defined election. Mr. Ross is currently not contributing to the Plan.
[F2]2015 Restricted Stock Grant - 100% vest on 3/26/2016. 1,411 shares vested on 4/13/2014; 947 shares vested on 4/08/2014 and 2,936 shares vested on 3/28/2015; vested shares were transferred to this account.
[F3]Shares held direct in street account.
[F4]2005 Stock Option Grant - 25% exercisable 4/06/2007; 25% exercisable 4/06/2008; and 50% exersicable 4/06/2009.
[F5]2006 Stock Option Grant - 25% exercisable 4/04/2008; 25% exercisable 4/04/2009; and 50% exersicable 4/04/2010.
[F6]2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011.
[F7]2008 Stock Option Grant - 33.33% exercisable 4/07/2009; 33.33% exercisable 4/07/2010; and 33.33% exercisable 4/07/2011.
[F8]2010 Stock Option Grant - 33.33% exercisable 4/14/2011; 33.33% exercisable 4/14/2012; and 33.33% exercisable 4/14/2013.
[F9]2011 Stock Option Grant - 33.33% exercisable 4/13/2012; 33.33% exercisable 4/13/2013; and 33.33% exercisable 4/13/2014.

Documents

2 files

Issuer

FOREST CITY ENTERPRISES INC

CIK 0000038067

→

Entity typeoperating

IncorporatedOH

Related Parties

filerCIK 0000038067

Filing Metadata

Form type: 4
Filed: Mar 29, 8:00 PM ET
Accepted: Mar 30, 5:46 PM ET
Size: 25.8 KB

View on SEC.gov